Having defined the purpose of your M&E process, it is now time to consider the evaluation questions that will help fulfil this purpose. A good starting point for creating questions is to consider the logic behind your adaptation measures and the assumptions that you made during the planning stage. If you have developed a project pathway (see Step 3), you will have already mapped out this logic and its inherent assumptions. Evaluation questions should test and challenge the logic outlined in your project pathway and help you understand what has or has not worked well and why.
Table 18 below provides a general example of the types of questions you may need to consider. These need to be tailored to your particular context and adaptation options. The number of questions you select will depend on the complexity of your adaptation process, the resources you have available and the purpose of your M&E. It is best to identify three or four critical evaluation questions, which might also have further sub-questions.
Some of the most valuable lessons can be learned by looking beyond what you expected to happen and exploring what was not anticipated. This could be positive (e.g. the peer-to-peer farmer training directly led to the sharing of labor at key times during the year) or negative (e.g. the technical interventions worked well, but uptake was poor because we didn’t involve community leaders at the start).
Be sure to include some open questions to take these factors into account. For example, rather than simply asking, “Did farmers find the training useful?” ask “What did the farmers find useful during the training?” It is important to capture these lessons and also to ask, “What had most value for the people involved?” – it may not be what you expect. This will help you to improve plans for the next phase.
Aspect of the adaptation process | Example evaluation questions |
The progress of planned activities (“Did we do things right?”) |
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The roles, responsibilities and level of engagement of farmers and other stakeholders involved in implementation |
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The appropriateness of the logic in the operational plan, including assumptions (“Did we do the right things?”) |
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If (and how) unexpected or unintended outcomes have arisen |
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Variable, depending on the amount of engagement involved.
The following table provides an example of evaluation questions for each of the four key aspects of evaluating an adaptation process. Feel free to change these questions to suit your own evaluation or think of additional questions for each aspect.
Four key aspects of an adaptation process evaluation | Examples of corresponding evaluation questions |
The progress of planned activities ‘Did we do things right?’ |
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The roles, responsibilities and level of engagement of farmers and other stakeholders involved in implementation |
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The appropriateness of the logic in the operational plan, including assumptions about how activities link to achieving the overall purpose ‘Did we do the right things?’ |
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If and how unexpected or unintended outcomes have arisen |
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Group discussions with key people involved in the project design (see section A), informed by the project objectives, assumptions from developing a theory of change and the outputs of the previous discussions and workshops.